CIT Pioneers Pay Link to ‘Tone At The Top’ for CEO – Risk & Compliance Journal. – WSJ


The overall 10% weighting of risk, regulatory and compliance performance will be measured by the CEO’s ability to maintain tone at the top focus on compliance and strong regulatory relations, to ensure no outsized losses and achieve leveraged loan portfolio risk tolerance levels, and to ensure timely and responsive regulatory submissions. Source: CIT Pioneers Pay…

OCC Updates Corporate and Risk Governance Handbook


On Friday, The OCC updated the Corporate and Risk Governance Handbook. This is important reading for not only anyone in financial services, but anyone doing business with financial services firms, as well as FinTech companies because regulators will expect to see similar practices where and when applicable. Review the press release summarizing updates here. Review…