OCC Updates Corporate and Risk Governance Handbook

On Friday, The OCC updated the Corporate and Risk Governance Handbook. This is important reading for not only anyone in financial services, but anyone doing business with financial services firms, as well as FinTech companies because regulators will expect to see similar practices where and when applicable.

Review the press release summarizing updates here.

Review the handbook here.

And for you over-achievers, review The Director’s Book, here.

There is a good read for anyone that is responsible for designing and overseeing governance programs in general. You will get lots of ideas of what industry practices are in financial services. Even if you are in another industry, you can pick and choose what to carry over. I find it always helpful to see what other industries are doing in the risk and compliance space.


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