Survey Roundup: Wall Street Still Lacking Sense of Ethics – Risk & Compliance – WSJ


Ethics? What’s That?: A survey of around 1,200 financial industry professionals by law firm Labaton Sucharow found 25% of respondents said they would use non-public information to make $10 million if there was no chance they would get arrested for insider trading. Of those who make $500,000 or more a year, 34% said they have witnessed or have first-hand knowledge of workplace wrongdoing, while 27% said they disagree with the statement the financial services industry puts the best interests of clients first.

via Survey Roundup: Wall Street Still Lacking Sense of Ethics – Risk & Compliance – WSJ.

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